Many laws and standards require validation. However, these regulations define the term differently in various contexts.

Content

This article provides a quick overview and links to practical tips in further articles:

  1. Basics
  2. Validation of medical devices
  3. Validation of tools and computerized systems
  4. Validation of processes
  5. Support

1. Basics

a) Definition

ISO 9000 defines the term validation as follows:

Definition (1)

Confirmation by objective evidence that the requirements for a specific application or intended purpose have been met

Source: ISO 9000

As the term requirement is interpreted differently, this definition is helpful:

Definition (2)

Confirmation by objective means of whether specified users achieve the specified objectives in the specified context of use

Source: Johner Institute, based on IEC 62366-1
Further information

The article on verification and validation of medical devices provides a quick introduction to the topic.

b) What can be validated

The definitions do not determine which objects are validated. In the context of medical devices, these are, for example

  • medical devices
  • components of these devices
  • processes for developing, producing, and monitoring these devices
  • tools and computerized systems

2. Validation of medical devices

a) An activity in the development process

For medical devices, validation occurs at the end of development (see Fig. 1). This applies not only to the V-model but to every development process.

Bild zeig das V-Modell mit der Validierung als hervorgehobener Aktivität

Fig. 1: Validation takes place at the end of the development process.

This is referred to as design validation.

It must ensure that the stakeholders’ requirements are met and that the users achieve the intended purpose (see dashed red arrow in Fig. 1).

b) Methods

The most important methods in the validation of medical devices are clinical evaluation and usability validation, e.g., in the form of a summative evaluation or usability tests.

In the V&V of IVDs, the performance evaluation corresponds to the clinical evaluation.

Some manufacturers also include tests in test laboratories, such as biocompatibility tests (e.g., cytotoxicity tests) and electrical safety tests in validation. But these tend to be verification activities.

Caution!

The term “validation” is also used in the context of components, such as machine learning libraries. However, these tend to be verification activities in the regulatory sense.

c) Regulatory requirements

All important standards and laws require the validation of medical devices. These include:

  • MDR: in Annex II
  • ISO 13485: in Chapter 7.3.7 (“Design and development validation”)
  • FDA: in 21 CFR part 820 (which is largely replaced by ISO 13485)
  • IEC 82304: in Chapter 6 for health software

ISO 13485 counts clinical evaluation as part of validation.

Further information and notes

These notes on the clinical evaluation of software are helpful.

In its guidance, General Principles of Software Validation, the FDA describes software quality management rather than software validation.

3. Validation of tools and computerized systems

In several instances, ISO 13485 requires manufacturers to validate their infrastructure and tools. Chapter 4.1.6, for example, obliges manufacturers to perform Computerized Systems Validation (CSV). Standards such as ISO 80002-2 and AMII TIR 36 assist with this.

This article describes the exact requirements of the standard for tool validation.

4. Validation of processes

Laws and standards such as the MDR, IVDR, and ISO 13485 also oblige manufacturers to validate processes. All processes that have an impact on the conformity of the devices must be validated. These are not only development and production processes but also processes for dealing with customer feedback and post-market surveillance.

5. Support

Do you still have questions about the validation of medical devices, computerized systems, and processes? Our free micro-consulting will provide you with answers.

You will learn how to validate processes in the internal auditor seminar and the certified auditor course. The computerized systems validation seminar provides you with all the knowledge you need to carry out CSV yourself.

A usability validation in the Johner Institute’s usability labs ensures the conformity and usability of your devices.

Contact us here if you would like support in determining and verifying all relevant requirements quickly, easily, and in compliance with the law. We will help you avoid hassle and delays in the approval process and quickly get your devices onto the market.


Verification and validation: Differences and definitions

What is the difference between verification and validation, and how are these terms defined? Even standards and regulations use the terms incorrectly or misleadingly. This article 1. Verification a) Definition This definition does not explain what type of “requirements” need to be confirmed by verification. Limiting these requirements to product or component requirements is recommended to avoid…

Details

FDA Human Factors Guidances

The FDA describes its requirements for Human Factors Engineering in two documents: This article What the FDA calls “Human Factors Engineering” (HFE), IEC 62366-1 calls “Usability Engineering“. The FDA defines the term as follows: 1. How the FDA’s “Human Factors Guidances” interact In the introduction to the document “Content of Human Factors Information in Medical…

Details

Formative evaluation: What the FDA and IEC 62366 require

The regulations relevant to usability engineering require formative evaluations. 1. Formative evaluation: Definition and differentiation a) Definitions In its guidance document, the FDA has published its own definition of the term: Thus, it replaces the old definition in the guideline Applying Human Factors and Usability Engineering to Medical Devices: „Process of assessing, at one or…

Details

Computerized Systems Validation CSV

We frequently get asked, “Do you also offer Computerized Systems Validation?” One of the reasons for the interest is certainly: Authorities and notified bodies increasingly address the Computerized Systems Validation (CSV) in audits. This article introduces regulatory requirements regarding “Computerized Systems Validation” and provides guidance on how you can best meet these requirements. Computerized Systems…

Details

In vitro diagnostic medical device performance evaluation: 8 steps to conformity

If manufacturers don’t conduct a legally compliant performance evaluation of their in vitro diagnostic medical device (IVD), they aren’t just running the risk of problems during the authorization process: They are risking patient safety. Therefore, the IVDR sets strict requirements for this performance evaluation. Find out how the requirements of the IVDR for the performance…

Details